- The UK Government’s role in the economy
- Factors that influence the UK financial services sector
- The main financial needs, priorities and risks of UK consumers
- Legal concepts related to financial advice
- Professional Ethics
- The financial regulation structure in the UK
- The regulatory strategies of the FCA and the PRA
- The main FCA principles, rules and requirements relating to the conduct of business
- Chapter 1 Financial Markets in the UK
- Chapter 2 Financial Services & Risks in the UK
- Chapter 3 Legal Framework on Contract & Trust
- Chapter 4 Ethics & Professionalism
- Chapter 5 The UK Financial Services Regulators
- Chapter 6 FCA & PRA Governance, Principles & Rules
- Chapter 7 FCA & PRA Competence of Companies & Individuals
- Chapter 8 Financial Crime Regulations
- Chapter 9 Complaints & Redress
- Chapter 10 FCA Conduct of Business Sourcebook (COBS)
- Free Study Support PowerPoint for Chapter 1 Financial Markets in the UK
- Free Study Support Webinar for Chapter 1 Financial Markets in the UK 01:16:39
- Level 3 qualifications or equivalent
The CIFA Introduction to UK Regulations and Professional Integrity is an in-depth, entry-level certification designed to give financial students and professionals a structured e-learning programme that advances their understanding of UK Regulations and Professional Integrity, a critical component for continuing professional development (CPD) within financial positions. Having a good understanding of the UK financial regulations is required when working within a regulated environment.
The CIFA Introduction to UK Financial Regulations and Professional Integrity is suitable for both finance graduates with minimal expertise and specialists active in the working environment.
Undertaking the CIFA Introduction to UK Financial Regulations and Professional Integrity will enhance your professional understanding before taking career-specific FCA regulated qualifications in the designated field of expertise.
The Introduction to UK Financial Regulations & Professional Integrity course consists of 10 chapters covering:
Financial Markets in the UK
Financial Services & Risk in the UK
Legal Framework on Contract & Trust
Ethics & Professionalism
UK Financial Services Regulators
FCA & PRA Governance, Principles & Rules
FCA & PRA Competence of Companies & Individuals
Financial Crime Regulations
Complaints & Redress
FCA Conduct of Business Sourcebook (COBS)
Chapter 1: Financial Markets in the UK - 11 hours
Chapter 2: Financial Services & Risk in the UK - 8 hours
Chapter 3: Legal Framework on Contract & Trust - 7 hours
Chapter 4: Ethics & Professionalism - 14 hours
Chapter 5: UK Financial Services Regulators - 13 hours
Chapter 6: FCA & PRA Governance, Principles & Rules - 14 hours
Chapter 7: FCA & PRA Competence of Companies & Individuals - 20 hours
Chapter 8: Financial Crime Regulations - 20 hours
Chapter 9: Complaints & Redress - 5 hours
Chapter 10: FCA Conduct of Business Sourcebook (COBS) - 28 hours
This is a CIFA Level 4 course leading to a CIFA examination.
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- 167 Students
- 9 Courses
The CIFA is proud to be providing professional online study solutions worldwide.
The Certified Institute for Further Accreditation (CIFA) is a training provider that develops professional certifications, tailored to highly specialist fields of employment.
Our entry-level certifications are designed to enable students to develop a basic knowledge of their specialist field prior to sitting professional qualifications by awarding bodies.
We focus on hard to enter niche industries including finance, languages and health and business-related topics.
We work with academics from universities worldwide and industry experts to author our certification programmes and pride ourselves on our dedication to the development of our students.
The CIFA is a name in education that you can rely on for professional development and globally recognised qualifications.
We believe in the sharing of knowledge and providing the world with the highest standards of education across various sectors.
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Mon, 25-Jan-2021 -
Fri, 19-Feb-2021aydin fidanerfantastic course!
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