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The UK Government’s role in the economy
Factors that influence the UK financial services sector
The main financial needs, priorities and risks of UK consumers
Legal concepts related to financial advice
Professional Ethics
The financial regulation structure in the UK
The regulatory strategies of the FCA and the PRA
The main FCA principles, rules and requirements relating to the conduct of business
The introduction to UK financial regulation and professional integrity course provides a comprehensive overview of the regulatory framework governing financial services in the United Kingdom. It covers key topics such as the role of regulatory bodies like the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), the principles of conduct and integrity in financial services, and the obligations of professionals working in the industry. The course aims to equip participants with a solid understanding of the regulatory environment, ethical considerations, and their responsibilities as financial professionals in maintaining integrity and protecting consumers.
Key Learning Outcomes
Who Should Enroll
This course is suitable for a range of individuals involved in the financial services industry, including:
Certification
Once you have successfully passed your exams, you will receive a digital certificate after the exam has been proctored. Additionally, a printed certificate can be delivered by post (please inquire with customer service for the cost). All of our courses are fully accredited, providing you with the latest skills and knowledge to enhance your competence and effectiveness in your chosen field. Our certifications have no expiry dates.
Accreditation
Our courses are fully accredited. They provide you with the latest skills and knowledge, enhancing your competence and effectiveness in your chosen field.
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